James Rossington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Financial Planning Centre Limited

    FRN 222342

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 21 Jan 2026)
    • SMF3 Executive Director (since 1 Oct 2025)
    • SMF16 Compliance Oversight (since 1 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2025)
    • [FCA CF] Client dealing (since 29 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2021)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (20 Oct 2020 to 30 Oct 2021)
    • [FCA CF] Client dealing (20 Oct 2020 to 30 Oct 2021)
  • SCHOFIELD MONEY LIMITED (no longer approved here)

    FRN 539921

    • CF30 Customer (3 Aug 2017 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (14 Dec 2015 to 22 May 2017)
  • Townends Wealth Management Ltd (no longer approved here)

    FRN 414825

    • Employed By (28 May 2015 to 21 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.