Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2023)
  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • Appointed representative dealing with clients for which they require qualification (1 May 2021 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (10 Nov 2008 to 8 Dec 2019)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (16)Employed By (23 Apr 2021 to 31 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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