Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Dec 2023)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (1 May 2021 to 31 Mar 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
- CF30 Customer (10 Nov 2008 to 8 Dec 2019)
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- (16)Employed By (23 Apr 2021 to 31 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.