Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Apr 2022)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Apr 2022)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (29 Sep 2021 to 21 Mar 2022)
    • [FCA CF] Functions requiring qualifications (29 Sep 2021 to 21 Mar 2022)
  • Joslin Rhodes Lifestyle Financial Planning Limited (no longer approved here)

    FRN 484324

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2021)
    • CF30 Customer (20 Nov 2017 to 8 Dec 2019)
  • PLANHAPPY INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 833492

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2021)
    • CF30 Customer (5 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.