Joslin Rhodes Lifestyle Financial Planning Limited

• Principal Place of Business

  The Planning Rooms Unit 6

  Wellington Court

  Preston Farm Business Park

  Stockton-on-Tees

  Durham

  TS18 3TA

  UNITED KINGDOM

  Phone

  +4401642525511

  Web

  https://www.joslinrhodes.co.uk

• Complaints Contact

  The Planning Rooms Unit 6

  Wellington Court

  Preston Farm Business Park

  Stockton-on-Tees

  Durham

  TS18 3TA

  UNITED KINGDOM

  Phone

  +4401642525511

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

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  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

  Show 2 limitations Hide limitations

  • · Limitation: Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limitation: Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.

• Loan Servicing

  Show 2 limitations Hide limitations

  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Alix Marie Young

  IRN AXY14833

  • CF30 Customer (15 May 2019 to 2 Oct 2019)
• Andrew John Haley

  IRN AJH01642

  • CF30 Customer (5 Aug 2015 to 8 Sep 2017)
• Andrew John Ryan

  IRN AJR01395

  • CF30 Customer (2 Jul 2014 to 17 Apr 2015)
• Anthony Keith Prior

  IRN AKP01066

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2022)
  • CF30 Customer (25 Jun 2015 to 8 Dec 2019)
• Benjamin Luke Watkinson

  IRN BLW01020

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Oct 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Oct 2021)
  • CF30 Customer (18 Nov 2017 to 8 Dec 2019)
• Callum Woods

  IRN CXW11153

  • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
• Carly Dursley

  IRN CXD00100

  • [FCA CF] Functions requiring qualifications (20 Jul 2020 to 2 Jun 2022)
  • [FCA CF] Client dealing (20 Jul 2020 to 2 Jun 2022)
• Christine Fox

  IRN CXF01521

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2021)
  • CF30 Customer (20 Nov 2017 to 8 Dec 2019)
• Christopher Leadbeater

  IRN CXL00402

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2023)
• Danniel Thomas Spooner

  IRN DXS14908

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2021)
  • CF30 Customer (15 May 2019 to 8 Dec 2019)

No changes recorded yet.