Danniel Thomas Spooner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Broadgate Wealth Client Servicing LLP

    FRN 815602

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
  • Joslin Rhodes Lifestyle Financial Planning Limited (no longer approved here)

    FRN 484324

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2021)
    • CF30 Customer (15 May 2019 to 8 Dec 2019)
  • PLANHAPPY INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 833492

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2021)
    • CF30 Customer (4 Sep 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.