Joslin Rhodes Lifestyle Financial Planning Limited

• Principal Place of Business

  The Planning Rooms Unit 6

  Wellington Court

  Preston Farm Business Park

  Stockton-on-Tees

  Durham

  TS18 3TA

  UNITED KINGDOM

  Phone

  +4401642525511

  Web

  https://www.joslinrhodes.co.uk

• Complaints Contact

  The Planning Rooms Unit 6

  Wellington Court

  Preston Farm Business Park

  Stockton-on-Tees

  Durham

  TS18 3TA

  UNITED KINGDOM

  Phone

  +4401642525511

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

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  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

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  • · Limitation: Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limitation: Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.

• Loan Servicing

  Show 2 limitations Hide limitations

  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Gary Shaw

  IRN GXS00453

  • [FCA CF] Functions requiring qualifications (19 May 2022 to 3 Mar 2023)
  • [FCA CF] Client dealing (19 May 2022 to 3 Mar 2023)
• Georgia May Hearfield

  IRN GXH00340

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Jan 2023)
  • [FCA CF] Client dealing (since 9 Jan 2023)
• Harry James Hinchley

  IRN HXH00297

  • [FCA CF] Client dealing (30 Oct 2024 to 12 Sep 2025)
  • [FCA CF] Functions requiring qualifications (30 Oct 2024 to 12 Sep 2025)
• Heidi Louise Parker

  IRN HLP01014

  • CF1 Director (9 Jul 2008 to 17 Dec 2014)
• Hugh Davies

  IRN HXD00234

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 27 Jun 2025)
  • [FCA CF] Client dealing (since 27 Jun 2025)
• James Burkhart

  IRN JXB03937

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 2 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
• Jeay Kinghan

  IRN JXK02202

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 8 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Mar 2018 to 8 Dec 2019)
• Jordan Nicholas Anderson

  IRN JXA00347

  • [FCA CF] Functions requiring qualifications (10 Dec 2021 to 31 Dec 2025)
  • [FCA CF] Client dealing (10 Dec 2021 to 31 Dec 2025)
• Katie-Leigh Keenan

  IRN KXK00308

  • [FCA CF] Functions requiring qualifications (9 Jan 2023 to 14 Mar 2024)
  • [FCA CF] Client dealing (9 Jan 2023 to 14 Mar 2024)
• Kevin Hepplewhite

  IRN KXH01541

  • CF30 Customer (19 Apr 2011 to 31 Dec 2015)

No changes recorded yet.