Joslin Rhodes Lifestyle Financial Planning Limited

• Principal Place of Business

  The Planning Rooms Unit 6

  Wellington Court

  Preston Farm Business Park

  Stockton-on-Tees

  Durham

  TS18 3TA

  UNITED KINGDOM

  Phone

  +4401642525511

  Web

  https://www.joslinrhodes.co.uk

• Complaints Contact

  The Planning Rooms Unit 6

  Wellington Court

  Preston Farm Business Park

  Stockton-on-Tees

  Durham

  TS18 3TA

  UNITED KINGDOM

  Phone

  +4401642525511

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

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  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

  Show 2 limitations Hide limitations

  • · Limitation: Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limitation: Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.

• Loan Servicing

  Show 2 limitations Hide limitations

  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Lewis Melluish

  IRN LXM00127

  • [FCA CF] Client dealing (14 Dec 2020 to 26 Aug 2022)
  • [FCA CF] Functions requiring qualifications (14 Dec 2020 to 26 Aug 2022)
• Louise Catherine Thompson

  IRN LXR11152

  • [FCA CF] Manager of certification employee (7 Feb 2022 to 4 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2024)
  • CF30 Customer (4 Feb 2019 to 8 Dec 2019)
• Matthew David Knight

  IRN MXK00436

  • [FCA CF] Functions requiring qualifications (10 Dec 2021 to 6 Feb 2022)
  • [FCA CF] Client dealing (10 Dec 2021 to 6 Feb 2022)
• Michael Anthony Walker

  IRN MXW00287

  • [FCA CF] Manager of certification employee (7 Feb 2022 to 1 Jan 2024)
  • [FCA CF] Client dealing (10 Mar 2021 to 1 Jan 2024)
  • [FCA CF] Functions requiring qualifications (10 Mar 2021 to 1 Jan 2024)
• Michael James Harrington

  IRN MJC01627

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 21 Mar 2025)
  • [FCA CF] Client dealing (1 Feb 2024 to 21 Mar 2025)
• Neil Parker

  IRN NXP00058

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 6 Aug 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF8 Apportionment and Oversight (9 Jul 2008 to 31 Mar 2009)
  • Responsible for Insurance Mediation (9 Jul 2008 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (9 Jul 2008 to 8 Dec 2019)
  • CF10 Compliance Oversight (9 Jul 2008 to 9 Mar 2018)
  • CF1 Director (9 Jul 2008 to 8 Dec 2019)
  • CF30 Customer (9 Jul 2008 to 8 Dec 2019)
• Philip Edward Salmon

  IRN PES01105

  • CF30 Customer (25 Jun 2015 to 21 Nov 2018)
• Richard Waite

  IRN RXW00656

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2025)
  • [FCA CF] Client dealing (since 31 Mar 2025)
• Stephanie Coates

  IRN SXC00279

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2021)
• Stuart Robinson

  IRN SXR01455

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Aug 2024)
  • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Mar 2018 to 25 Nov 2019)

No changes recorded yet.