Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Nov 2025)
    • CF30 Customer (since 11 Nov 2025)
    • (5)Employed By (since 11 Nov 2025)
  • Joslin Rhodes Lifestyle Financial Planning Limited (no longer approved here)

    FRN 484324

    • [FCA CF] Client dealing (1 Feb 2024 to 21 Mar 2025)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 21 Mar 2025)
  • PLANHAPPY INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 833492

    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 21 Mar 2025)
    • [FCA CF] Client dealing (1 Feb 2024 to 21 Mar 2025)
  • SNAP FINANCE LIMITED (no longer approved here)

    FRN 741813

    • CF1 Director (AR) (26 Nov 2018 to 4 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Carter Thompson & Associates Limited

  2. controlled function added: (5)Employed By at Carter Thompson & Associates Limited