Neil Parker

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Joslin Rhodes Lifestyle Financial Planning Limited

    FRN 484324

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Manager of certification employee (since 6 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (9 Jul 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jul 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jul 2008 to 9 Mar 2018)
    • CF1 Director (9 Jul 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jul 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (9 Jul 2008 to 31 Mar 2009)
  • PLANHAPPY INVESTMENT MANAGEMENT LTD

    FRN 833492

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 14. Managing investments
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 16 Jul 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Aug 2025)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (16 Jul 2019 to 8 Dec 2019)
  • Joslin Rhodes Ltd (no longer approved here)

    FRN 208792

    • (3)Employed By (14 Jan 2002 to 1 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.