Stuart Robinson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited

    FRN 150317

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2024)
  • Joslin Rhodes Lifestyle Financial Planning Limited (no longer approved here)

    FRN 484324

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Aug 2024)
    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Mar 2018 to 25 Nov 2019)
  • PLANHAPPY INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 833492

    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Jun 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jun 2021)
    • CF10 Compliance Oversight (16 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (16 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jul 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Nov 2005 to 6 Apr 2007)
    • CF22 Investment Adviser (Trainee) (23 Feb 2005 to 1 Nov 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (3 Dec 2004 to 4 Feb 2005)
    • CF22 Investment Adviser (Trainee) (7 May 2004 to 3 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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