Louise Catherine Thompson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 Jul 2024)
    • CF30 Customer (since 30 May 2024)
  • Louise Thompson

    FRN 1015169

    • (1)Employed By (since 30 May 2024)
  • Joslin Rhodes Lifestyle Financial Planning Limited (no longer approved here)

    FRN 484324

    • [FCA CF] Manager of certification employee (7 Feb 2022 to 4 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Mar 2024)
    • CF30 Customer (4 Feb 2019 to 8 Dec 2019)
  • PLANHAPPY INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 833492

    • [FCA CF] Manager of certification employee (7 Feb 2022 to 4 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Mar 2024)
    • CF30 Customer (5 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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