Stephanie Coates

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SOLUTIONS WEALTH MANAGEMENT LTD

    FRN 585549

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 22 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2021)
  • Joslin Rhodes Lifestyle Financial Planning Limited (no longer approved here)

    FRN 484324

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2021)
  • PLANHAPPY INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 833492

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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