Kevin Hepplewhite

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOLISTIC FINANCE LIMITED

    FRN 716367

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 13 Mar 2025)
    • CF30 Customer (since 13 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (11 Jan 2016 to 8 Dec 2019)
    • CF1 Director (11 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Jan 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Jan 2016 to 30 Sep 2018)
  • Holistic Mortgage & Protection LTD

    FRN 844702

    • (1)Employed By (since 13 Mar 2025)
  • Joslin Rhodes Lifestyle Financial Planning Limited (no longer approved here)

    FRN 484324

    • CF30 Customer (19 Apr 2011 to 31 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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