Jeay Kinghan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PLANHAPPY INVESTMENT MANAGEMENT LTD

    FRN 833492

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jun 2024)
    • SMF16 Compliance Oversight (since 25 Jun 2024)
    • SMF3 Executive Director (since 25 Jun 2024)
    • [FCA CF] Manager of certification employee (since 8 Feb 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Aug 2025)
    • CF30 Customer (15 Aug 2019 to 8 Dec 2019)
  • Joslin Rhodes Lifestyle Financial Planning Limited

    FRN 484324

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Manager of certification employee (since 8 Feb 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (2 Mar 2018 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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