Andrew John Haley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Active Financial Planners Limited

    FRN 193065

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
    • [FCA CF] Client dealing (since 2 Nov 2020)
    • CF30 Customer (23 Oct 2019 to 8 Dec 2019)
  • Joslin Rhodes Lifestyle Financial Planning Limited (no longer approved here)

    FRN 484324

    • CF30 Customer (5 Aug 2015 to 8 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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