Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Nov 2025)
    • [FCA CF] Client dealing (since 13 Nov 2025)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Functions requiring qualifications (15 Apr 2024 to 7 Nov 2025)
    • [FCA CF] Client dealing (15 Apr 2024 to 7 Nov 2025)
    • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (21 May 2015 to 30 Jun 2018)
  • Joslin Rhodes Lifestyle Financial Planning Limited (no longer approved here)

    FRN 484324

    • CF30 Customer (2 Jul 2014 to 17 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.