Brian Petrie James McNair

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Aug 2016 to 8 Dec 2019)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (1 Nov 2007 to 28 Jun 2016)
    • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Sep 2006 to 10 Aug 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (12 Jun 2003 to 4 Jun 2004)
    • CF22 Investment Adviser (Trainee) (10 Feb 2003 to 12 Jun 2003)
  • LMS Mortgage Consultants Ltd (no longer approved here)

    FRN 126020

    • Employed By (10 Feb 2003 to 4 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.