Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Corbel Partners Limited
FRN 429142
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 22 Oct 2019)
- CF30 Customer (since 22 Oct 2019)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
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Waddington Financial Planning Ltd
FRN 915382
- (1)Employed By (since 22 Oct 2019)
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- CF30 Customer (19 Jun 2019 to 16 Aug 2019)
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- CF30 Customer (19 Jun 2019 to 16 Aug 2019)
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- CF30 Customer (25 Jan 2012 to 27 Feb 2019)
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- (2)Employed By (23 Apr 2010 to 30 Oct 2010)
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- CF30 Customer (1 Nov 2007 to 3 Oct 2008)
- CF21 Investment Adviser (15 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Aug 2005 to 15 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.