Andrew Simpson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Feb 2023)
    • [FCA CF] Client dealing (since 27 Feb 2023)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (22 Jul 2020 to 7 Feb 2023)
    • [FCA CF] Functions requiring qualifications (22 Jul 2020 to 7 Feb 2023)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2020)
    • CF30 Customer (7 Mar 2017 to 8 Dec 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2020)
    • CF30 Customer (7 Mar 2017 to 8 Dec 2019)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (13 Nov 2014 to 31 Jul 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (28 Jul 2014 to 27 Aug 2014)
  • Flynn Associates Limited (U776) (no longer approved here)

    FRN 192036

    • (4)Employed By (15 Jan 2007 to 28 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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