Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 20 Feb 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Sep 2010)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (31)Employed By (20 Sep 2010 to 28 Feb 2023)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (16 Nov 2009 to 27 Jul 2010)
    • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
  • Cook Independent (no longer approved here)

    FRN 183058

    • Employed By (19 Jan 2001 to 14 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Andrew Mitchell

  2. controlled function added: (1)Employed By at Andrew Mitchell