Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (30 Sep 2015 to 8 Dec 2019)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Aug 2016 to 8 Dec 2019)
  • All Things Financial Ltd (no longer approved here)

    FRN 407690

    • Employed By (10 Aug 2012 to 31 Dec 2012)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (22 Dec 2010 to 30 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.