Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (30 Sep 2015 to 8 Dec 2019)
-
Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (11 Aug 2016 to 8 Dec 2019)
-
- Employed By (10 Aug 2012 to 31 Dec 2012)
-
- CF30 Customer (22 Dec 2010 to 30 Oct 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.