Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2022)
    • CF30 Customer (since 5 Dec 2022)
    • (327)Employed By (since 5 Dec 2022)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 28 Oct 2022)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 28 Oct 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (3 Aug 2017 to 24 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.