Alex Holloran

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RADCLIFFE & CO (LIFE & PENSIONS) LIMITED

    FRN 125160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2026)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (21 Oct 2022 to 30 Dec 2025)
    • [FCA CF] Functions requiring qualifications (21 Oct 2022 to 30 Dec 2025)
  • ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)

    FRN 464072

    • [FCA CF] Client dealing (1 Sep 2021 to 5 Aug 2022)
    • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 5 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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