RADCLIFFE & CO (LIFE & PENSIONS) LIMITED

• Principal Place of Business

  Meridians House

  Meridians Cross, 7 Ocean Way

  Southampton

  Hampshire

  SO14 3TJ

  UNITED KINGDOM

  Phone

  +442380222444

  Web

  https://www.radcliffe-ifa.co.uk

• Complaints Contact

  Meridians House

  Meridians Cross, 7 Ocean Way

  Southampton

  Hampshire

  SO14 3TJ

  UNITED KINGDOM

  Phone

  +442380222444

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Consumer Hire

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Consumer Loans

  Show 1 limitation Hide limitations

  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Consumer Hire Servicing

  Show 1 limitation Hide limitations

  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Loan Servicing

  Show 1 limitation Hide limitations

  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex Holloran

  IRN AXH02942

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 19 Jan 2026)
• Amy Louise Clarke

  IRN AXC00780

  • [FCA CF] Client dealing (6 Jun 2022 to 18 May 2023)
  • [FCA CF] Functions requiring qualifications (6 Jun 2022 to 18 May 2023)
• Anthony Ralph Cotty

  IRN ARC00020

  • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Brian Leonard Elderfield

  IRN BLE00001

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
• Calum Brockway

  IRN CMB01246

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 May 2016 to 8 Dec 2019)
• Christopher Conrad Headford

  IRN CCH00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 1 Oct 2025)
  • SMF16 Compliance Oversight (since 1 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2025)
  • Responsible for Insurance Distribution (since 1 Oct 2025)
  • Responsibility for MCD Intermediation (since 1 Oct 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
• Christopher Gates

  IRN CXG00026

  • CF30 Customer (1 Jul 2009 to 24 Dec 2009)
• Christopher Selfe

  IRN CDS00002

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
• Clive Simon Goldthorpe

  IRN CSG01055

  • CF30 Customer (6 Jan 2010 to 30 Sep 2010)
• Colin Perryman

  IRN CXP01318

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (27 Jan 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 May 2004 to 27 Jan 2005)

• Penyards Private Investments Ltd (no longer appointed)

  FRN 225188 · Appointed 27 May 2003 · Until 23 May 2005

No changes recorded yet.