Christopher Gates

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Prosper Independent Financial Adviser (no longer approved here)
FRN 185764
- (1)Employed By (14 Sep 2011 to 6 Aug 2012)
Argentis Wealth Management Ltd (no longer approved here)
FRN 419331
- CF30 Customer (29 Jan 2010 to 2 Sep 2011)
RADCLIFFE & CO (LIFE & PENSIONS) LIMITED (no longer approved here)
FRN 125160
- CF30 Customer (1 Jul 2009 to 24 Dec 2009)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.