RADCLIFFE & CO (LIFE & PENSIONS) LIMITED

• Principal Place of Business

  Meridians House

  Meridians Cross, 7 Ocean Way

  Southampton

  Hampshire

  SO14 3TJ

  UNITED KINGDOM

  Phone

  +442380222444

  Web

  https://www.radcliffe-ifa.co.uk

• Complaints Contact

  Meridians House

  Meridians Cross, 7 Ocean Way

  Southampton

  Hampshire

  SO14 3TJ

  UNITED KINGDOM

  Phone

  +442380222444

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Consumer Hire

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Consumer Loans

  Show 1 limitation Hide limitations

  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Consumer Hire Servicing

  Show 1 limitation Hide limitations

  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Loan Servicing

  Show 1 limitation Hide limitations

  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darren Craig Maule

  IRN DCM01109

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 May 2018 to 8 Dec 2019)
• Darren James Fulford

  IRN DJF00003

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Oct 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2025)
  • SMF3 Executive Director (9 Dec 2019 to 4 Nov 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Oct 2025)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Oct 2025)
  • CF30 Customer (1 Nov 2007 to 16 Jan 2019)
  • Responsible for Insurance Mediation (9 Jun 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
• Edward David Goodwin

  IRN EDG00001

  • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 26 Jun 2009)
  • CF3 Chief Executive (1 Dec 2001 to 30 Dec 2011)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 30 Dec 2011)
• Emily Jennifer Clifton-Moore

  IRN EJC01136

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 May 2018 to 8 Dec 2019)
• Emma Louise Mills

  IRN ELM01032

  • CF30 Customer (3 Jan 2012 to 13 Jun 2014)
• Gervase Charles Clifton-Moore

  IRN GCC00006

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Apr 2003 to 6 Nov 2003)
• Grainger Thomas

  IRN GXT00283

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 1 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 12 Sep 2024)
  • [FCA CF] Client dealing (since 12 Sep 2024)
• Jack Igglesden

  IRN JXI01180

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 1 Oct 2025)
  • [FCA CF] Manager of certification employee (since 1 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 May 2015 to 8 Dec 2019)
• Jacqueline Tracey McGill

  IRN JTM01043

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
  • CF30 Customer (16 Sep 2010 to 8 Dec 2019)
• James Albert McLaughlin

  IRN JAM00017

  • CF1 Director (1 Nov 2002 to 24 Aug 2004)
  • CF21 Investment Adviser (1 Nov 2002 to 24 Aug 2004)

• Penyards Private Investments Ltd (no longer appointed)

  FRN 225188 · Appointed 27 May 2003 · Until 23 May 2005

No changes recorded yet.