RADCLIFFE & CO (LIFE & PENSIONS) LIMITED

• Principal Place of Business

  Meridians House

  Meridians Cross, 7 Ocean Way

  Southampton

  Hampshire

  SO14 3TJ

  UNITED KINGDOM

  Phone

  +442380222444

  Web

  https://www.radcliffe-ifa.co.uk

• Complaints Contact

  Meridians House

  Meridians Cross, 7 Ocean Way

  Southampton

  Hampshire

  SO14 3TJ

  UNITED KINGDOM

  Phone

  +442380222444

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Consumer Hire

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Consumer Loans

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Consumer Hire Servicing

  Show 1 limitation Hide limitations

  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Loan Servicing

  Show 1 limitation Hide limitations

  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Fulford

  IRN JXF00279

  • [FCA CF] Functions requiring qualifications (20 May 2021 to 30 Apr 2023)
  • [FCA CF] Client dealing (20 May 2021 to 30 Apr 2023)
• James Revell

  IRN JXR21760

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 27 Jun 2022)
  • [FCA CF] Client dealing (since 27 Jun 2022)
• Jimeel Toby Angel

  IRN JTA01028

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2021)
  • CF30 Customer (25 Jan 2013 to 8 Dec 2019)
• Joakim Roy Niclas Strandberg

  IRN JXS04238

  • Director of firm who is not a certification employee or a SMF manager (since 16 Dec 2024)
• John Arthur Thomas

  IRN JAT00001

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
  • CF1 Director (1 Dec 2001 to 18 Feb 2006)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Apr 2004)
• John Christopher Stones

  IRN JCS00017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 4 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 4 Nov 2025)
• John Foster

  IRN JXF00609

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 11 Nov 2025)
  • [FCA CF] Client dealing (since 11 Nov 2025)
• John MacQueen Middlemast

  IRN JMM00054

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (15 May 2009 to 8 Dec 2019)
• Jonathan Lee Turner

  IRN JLT01065

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Manager of certification employee (since 1 Sep 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 May 2018 to 8 Dec 2019)
• Katie Amelia Brockway

  IRN KXB00515

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 May 2023)
  • [FCA CF] Functions requiring qualifications (since 1 May 2023)

• Penyards Private Investments Ltd (no longer appointed)

  FRN 225188 · Appointed 27 May 2003 · Until 23 May 2005

No changes recorded yet.