Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RADCLIFFE & CO (LIFE & PENSIONS) LIMITED
FRN 125160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (25 May 2018 to 8 Dec 2019)
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- CF30 Customer (1 Feb 2011 to 11 Nov 2011)
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- (10)Employed By (1 Feb 2011 to 11 Nov 2011)
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- CF30 Customer (23 Aug 2010 to 18 Oct 2010)
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- (11)Employed By (23 Aug 2010 to 18 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Temple Wealth Management Ltd
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controlled function added: (10)Employed By at Temple Wealth Management Ltd