Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 May 2018 to 8 Dec 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (1 Feb 2011 to 11 Nov 2011)
  • Temple Wealth Management Ltd (no longer approved here)

    FRN 531961

    • (10)Employed By (1 Feb 2011 to 11 Nov 2011)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • CF30 Customer (23 Aug 2010 to 18 Oct 2010)
  • DMJ Associates (no longer approved here)

    FRN 468860

    • (11)Employed By (23 Aug 2010 to 18 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Temple Wealth Management Ltd

  2. controlled function added: (10)Employed By at Temple Wealth Management Ltd