Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RADCLIFFE & CO (LIFE & PENSIONS) LIMITED (no longer approved here)

    FRN 125160

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Penyards Private Investments Ltd (no longer approved here)

    FRN 225188

    • Employed By (18 Jun 2003 to 23 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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