Clive Simon Goldthorpe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • YOU Asset Management Limited (no longer approved here)

    FRN 543459

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2021)
    • CF10 Compliance Oversight (6 Jul 2012 to 8 Dec 2019)
    • CF1 Director (6 Jul 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Jul 2012 to 8 Dec 2019)
    • CF30 Customer (6 Jul 2012 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (29 Jul 2010 to 22 Feb 2012)
    • CF30 Customer (29 Jul 2010 to 22 Feb 2012)
  • Beaufort Asset Management Limited (no longer approved here)

    FRN 528357

    • Employed By (29 Jul 2010 to 22 Feb 2012)
  • RADCLIFFE & CO (LIFE & PENSIONS) LIMITED (no longer approved here)

    FRN 125160

    • CF30 Customer (6 Jan 2010 to 30 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.