KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Craig Bryson

  IRN ACB01157

  • CF30 Customer (16 Jun 2011 to 30 Apr 2012)
  • CF1 Director (16 Jun 2011 to 30 Apr 2012)
• Amal Cowan

  IRN AXC00871

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
• Andrew Birch

  IRN AXB02374

  • CF11 Money Laundering Reporting (1 Aug 2014 to 19 Jun 2015)
  • CF10 Compliance Oversight (13 Mar 2014 to 19 Jun 2015)
• Andrew David Barker

  IRN ADB00056

  • SMF3 Executive Director (22 Jul 2025 to 7 Apr 2026)
• Andrew Ian Heywood

  IRN AIH00002

  • [FCA CF] Client dealing (6 Jul 2023 to 31 Dec 2024)
  • [FCA CF] Functions requiring qualifications (6 Jul 2023 to 31 Dec 2024)
• Andrew John Davies

  IRN AJD00025

  • [FCA CF] Manager of certification employee (12 Apr 2023 to 15 May 2024)
  • [FCA CF] Client dealing (1 Jul 2022 to 15 May 2024)
  • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 15 May 2024)
• Andrew Kessock-Philip

  IRN AXK01980

  • CF30 Customer (5 Nov 2012 to 15 Sep 2017)
• Andrew Robert Weston

  IRN ARW01233

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 11 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 11 Jun 2022)
• Ann-Marie Veal

  IRN AXV00015

  • CF30 Customer (1 Jan 2015 to 31 Oct 2017)
• Anthony John Hardy

  IRN AJH01285

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 18 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 18 Jan 2024)

No changes recorded yet.