Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Jun 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Jun 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (7 Jul 2020 to 3 Dec 2020)
    • [FCA CF] Client dealing (7 Jul 2020 to 3 Dec 2020)
    • CF30 Customer (5 Jul 2019 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (18 Mar 2016 to 4 Jul 2019)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (18 Mar 2016 to 4 Jul 2019)
  • My Pension Expert Limited (no longer approved here)

    FRN 579999

    • CF30 Customer (21 Apr 2015 to 25 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.