Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KW Wealth Planning Limited
FRN 114694
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 11 Jun 2022)
- [FCA CF] Functions requiring qualifications (since 11 Jun 2022)
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- [FCA CF] Functions requiring qualifications (7 Jul 2020 to 3 Dec 2020)
- [FCA CF] Client dealing (7 Jul 2020 to 3 Dec 2020)
- CF30 Customer (5 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (18 Mar 2016 to 4 Jul 2019)
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- Employed By (18 Mar 2016 to 4 Jul 2019)
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- CF30 Customer (21 Apr 2015 to 25 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.