bdhSterling Limited

• Principal Place of Business

  B D H Sterling Ltd

  Capitol Square 4-6

  Church Street

  Epsom

  Surrey

  KT17 4NR

  UNITED KINGDOM

  Phone

  +441372724249

  Web

  https://www.bdhsterling.com

• Complaints Contact

  B D H Sterling Ltd

  Capitol Square 4-6

  Church Street

  Epsom

  Surrey

  KT17 4NR

  UNITED KINGDOM

  Phone

  +441372724249

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joshua James Scott

  IRN JXS01567

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 18 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 18 Nov 2024)
• Kevin Mark Tutt

  IRN KMT00008

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2023)
  • CF30 Customer (16 Jan 2019 to 8 Dec 2019)
• Kevin Paul Chandler

  IRN KXC00271

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 22 Aug 2022)
  • [FCA CF] Client dealing (since 22 Aug 2022)
• Khan McSween

  IRN KXM00816

  • SMF16 Compliance Oversight (since 1 Aug 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2025)
  • SMF3 Executive Director (since 1 Aug 2025)
  • Responsible for Insurance Distribution (since 1 Aug 2025)
• Lisa Pearson

  IRN LJB01140

  • [FCA CF] Client dealing (5 Sep 2025 to 5 Nov 2025)
  • [FCA CF] Functions requiring qualifications (5 Sep 2025 to 5 Nov 2025)
• Louise Ann Duncan

  IRN LAB01081

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 4 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 4 Mar 2024)
• Mark Jonathan Jones

  IRN MJJ01100

  • CF30 Customer (27 Aug 2013 to 23 Apr 2019)
• Matthew Charles Porter

  IRN MCP01123

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
  • CF30 Customer (6 Sep 2018 to 8 Dec 2019)
• Nicholas Bond

  IRN NXB01471

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (22 Jul 2010 to 8 Dec 2019)
• Nicholas James Anderson

  IRN NXA00353

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 24 Jun 2024)
  • [FCA CF] Client dealing (since 24 Jun 2024)

• Russell Lambert (no longer appointed)

  FRN 552824 · Appointed 7 Jun 2011 · Until 6 Oct 2016

No changes recorded yet.