Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Objective Wealth Ltd
FRN 827991
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 10 Sep 2024)
- CF1 Director (AR) (since 17 Feb 2023)
- CF30 Customer (since 17 Feb 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Aug 2019 to 8 Dec 2019)
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TWP Wealth Management Ltd
FRN 988294
- (1)Employed By (since 17 Feb 2023)
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- CF30 Customer (27 Aug 2013 to 23 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
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