Nicholas Bond

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • bdhSterling Limited

    FRN 499460

    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Jul 2010 to 8 Dec 2019)
  • Montfort International Limited (no longer approved here)

    FRN 181199

    • CF30 Customer (15 Sep 2009 to 9 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.