Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PERSPECTIVE (SOUTH EAST) LIMITED
FRN 178690
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 13 Mar 2024)
- [FCA CF] Client dealing (since 13 Mar 2024)
- Appointed representative dealing with clients for which they require qualification (13 Mar 2024 to 24 Dec 2025)
- CF30 Customer (12 Mar 2024 to 24 Dec 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2023)
- CF30 Customer (16 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (30 Mar 2017 to 8 Jan 2019)
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- CF30 Customer (28 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- CF21 Investment Adviser (16 Feb 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.