Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Mar 2024)
    • [FCA CF] Client dealing (since 13 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (13 Mar 2024 to 24 Dec 2025)
    • CF30 Customer (12 Mar 2024 to 24 Dec 2025)
  • bdhSterling Limited (no longer approved here)

    FRN 499460

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2023)
    • CF30 Customer (16 Jan 2019 to 8 Dec 2019)
  • MENZIES WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 486548

    • CF30 Customer (30 Mar 2017 to 8 Jan 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (28 Jul 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (16 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.