Lisa Pearson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

bdhSterling Limited (no longer approved here)
FRN 499460
- [FCA CF] Client dealing (5 Sep 2025 to 5 Nov 2025)
- [FCA CF] Functions requiring qualifications (5 Sep 2025 to 5 Nov 2025)
Asset Management Financial Advisers Limited (no longer approved here)
FRN 172274
- [FCA CF] Functions requiring qualifications (1 Jan 2020 to 25 Sep 2024)
- [FCA CF] Client dealing (1 Jan 2020 to 25 Sep 2024)
Argentis Wealth Management Ltd (no longer approved here)
FRN 419331
- CF30 Customer (12 Jan 2017 to 16 Jun 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (10 Jul 2015 to 31 Oct 2016)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (30 Aug 2011 to 5 Mar 2012)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (18 Aug 2008 to 11 Aug 2011)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (27 Nov 2007 to 12 May 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.