bdhSterling Limited

• Principal Place of Business

  B D H Sterling Ltd

  Capitol Square 4-6

  Church Street

  Epsom

  Surrey

  KT17 4NR

  UNITED KINGDOM

  Phone

  +441372724249

  Web

  https://www.bdhsterling.com

• Complaints Contact

  B D H Sterling Ltd

  Capitol Square 4-6

  Church Street

  Epsom

  Surrey

  KT17 4NR

  UNITED KINGDOM

  Phone

  +441372724249

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Arnold Davies

  IRN PAD01141

  • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Aug 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Aug 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Aug 2025)
  • CF11 Money Laundering Reporting (15 Mar 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (15 Mar 2010 to 30 Sep 2018)
  • CF10 Compliance Oversight (15 Mar 2010 to 8 Dec 2019)
  • CF1 Director (22 Jul 2009 to 8 Dec 2019)
  • CF30 Customer (22 Jul 2009 to 8 Dec 2019)
• Paul Lawson-Tyers

  IRN PXT01411

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (26 Sep 2011 to 8 Dec 2019)
• Peter Stephen Bond

  IRN PXB00497

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 22 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 22 Aug 2022)
• Philip Michael George Sole

  IRN PMS01216

  • [FCA CF] Client dealing (13 Jan 2020 to 22 Jul 2022)
  • [FCA CF] Functions requiring qualifications (13 Jan 2020 to 22 Jul 2022)
• Rachael Elizabeth Holder

  IRN RXH00123

  • [FCA CF] Client dealing (5 Dec 2022 to 8 Sep 2023)
  • [FCA CF] Functions requiring qualifications (5 Dec 2022 to 8 Sep 2023)
• Ross Elliot Lloyd Cameron

  IRN REC01084

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Aug 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Aug 2020)
  • CF30 Customer (26 Apr 2017 to 8 Dec 2019)
• Russell Gary Lambert

  IRN RGL00018

  • CF30 Customer (7 Jun 2011 to 26 Sep 2016)
• Simon David Harvey

  IRN SDH01093

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (22 Jul 2009 to 8 Dec 2019)
  • CF30 Customer (22 Jul 2009 to 8 Dec 2019)
• Stephanie Alice Michaela Mills

  IRN SXM04425

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 4 Mar 2024)
  • [FCA CF] Client dealing (since 4 Mar 2024)
• Stephen Ford

  IRN SXF00102

  • [FCA CF] Client dealing (1 Jan 2020 to 5 Oct 2021)

• Russell Lambert (no longer appointed)

  FRN 552824 · Appointed 7 Jun 2011 · Until 6 Oct 2016

No changes recorded yet.