Simon David Harvey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • bdhSterling Limited

    FRN 499460

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Jul 2009 to 8 Dec 2019)
    • CF1 Director (22 Jul 2009 to 8 Dec 2019)
  • Montfort International Limited (no longer approved here)

    FRN 181199

    • CF30 Customer (1 Nov 2007 to 3 Jul 2009)
    • CF21 Investment Adviser (28 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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