Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2020)
    • [FCA CF] Client dealing (since 5 Oct 2020)
  • bdhSterling Limited (no longer approved here)

    FRN 499460

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Aug 2020)
    • CF30 Customer (26 Apr 2017 to 8 Dec 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 31 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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