Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
DSN FINANCIAL LIMITED
FRN 697452
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 5 Oct 2020)
- [FCA CF] Client dealing (since 5 Oct 2020)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Aug 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Aug 2020)
- CF30 Customer (26 Apr 2017 to 8 Dec 2019)
-
- Employed By (23 Jun 2009 to 31 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.