Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 6 Feb 2026)
    • CF1 Director (AR) (since 15 Jan 2026)
    • CF30 Customer (since 15 Jan 2026)
  • CG Finance Ltd

    FRN 1048944

    • Employed By (since 15 Jan 2026)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Functions requiring qualifications (9 Aug 2022 to 19 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
    • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
  • bdhSterling Limited (no longer approved here)

    FRN 499460

    • [FCA CF] Client dealing (13 Jan 2020 to 22 Jul 2022)
    • [FCA CF] Functions requiring qualifications (13 Jan 2020 to 22 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.