Paul Arnold Davies

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • bdhSterling Limited (no longer approved here)

    FRN 499460

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Aug 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Aug 2025)
    • CF11 Money Laundering Reporting (15 Mar 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Mar 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Mar 2010 to 30 Sep 2018)
    • CF30 Customer (22 Jul 2009 to 8 Dec 2019)
    • CF1 Director (22 Jul 2009 to 8 Dec 2019)
  • Montfort International Limited (no longer approved here)

    FRN 181199

    • CF30 Customer (1 Nov 2007 to 3 Jul 2009)
    • CF24 Pension Transfer Specialist (2 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.