WINGATE WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Quadrant House North

  61-65 Croydon Road

  Caterham

  Surrey

  CR3 6PB

  UNITED KINGDOM

  Phone

  +441883332261

  Web

  https://www.wingatefp.com

• Complaints Contact

  Quadrant House North

  61-65 Croydon Road

  Caterham

  Surrey

  CR3 6PB

  UNITED KINGDOM

  Phone

  +441883332261

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Alistair Neil Cunningham

  IRN ANC01039

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Mar 2008 to 8 Dec 2019)
  • CF1 Director (3 Mar 2008 to 8 Dec 2019)
• Andrew Mark Snook

  IRN AMS01323

  • [FCA CF] Manager of certification employee (6 Nov 2023 to 15 Jan 2024)
• Benjamin David Clarke

  IRN BDC01034

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 9 Dec 2019)
  • CF10 Compliance Oversight (1 Nov 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Nov 2008 to 8 Dec 2019)
  • CF3 Chief Executive (3 Mar 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Mar 2008 to 30 Sep 2018)
  • CF1 Director (3 Mar 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (3 Mar 2008 to 31 Mar 2009)
• Christopher Arun Matthew Cooke

  IRN CAC00055

  • CF30 Customer (10 Jun 2014 to 17 Oct 2014)
• Douglas Graham Flower

  IRN DGF00002

  • CF30 Customer (1 Jan 2013 to 1 Apr 2014)
• Guy Ranald James Hamilton

  IRN GRH00026

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2022)
  • CF30 Customer (1 Jan 2013 to 8 Dec 2019)
• Ian Mark Warrilow

  IRN IMW01053

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • CF30 Customer (1 Jan 2018 to 8 Dec 2019)
• Jonathan Lee Bertrand

  IRN JLB01207

  • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 13 Sep 2024)
  • [FCA CF] Client dealing (1 Oct 2020 to 13 Sep 2024)
• Kevin Ian Hains

  IRN KIH00002

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2022)
  • CF30 Customer (1 Jan 2013 to 8 Dec 2019)
• Kim Ian Martin

  IRN KIM00005

  • CF1 Director (3 Mar 2008 to 3 Mar 2008)

No changes recorded yet.