Christopher Arun Matthew Cooke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairey Associates Ltd

    FRN 481350

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Jul 2012 to 31 May 2014)
  • WINGATE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 478923

    • CF30 Customer (10 Jun 2014 to 17 Oct 2014)
  • Circle Financial Services Limited (no longer approved here)

    FRN 148759

    • CF21 Investment Adviser (15 Apr 2003 to 23 May 2003)
    • CF22 Investment Adviser (Trainee) (4 Dec 2002 to 23 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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