Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
WFS Consulting Limited
FRN 191531
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (since 1 Feb 2014)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Mar 2026)
-
- Employed By (11 Apr 2018 to 26 Mar 2026)
-
- CF30 Customer (6 Nov 2012 to 28 Jan 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.