Bernard Fredrick Rust

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited

    FRN 163291

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 26 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 26 Jun 2025)
  • PK Financial Planning LLP

    FRN 223145

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (28 Jul 2021 to 24 Mar 2025)
    • SMF16 Compliance Oversight (28 Jul 2021 to 3 Jul 2025)
    • CF30 Customer (6 Feb 2012 to 8 Dec 2019)
  • PK Wealth Limited (no longer approved here)

    FRN 669243

    • CF30 Customer (23 Dec 2015 to 8 Dec 2019)
  • WFS Consulting Limited (no longer approved here)

    FRN 191531

    • CF30 Customer (13 Jan 2009 to 1 Dec 2009)
  • HUB Financial Solutions Limited (no longer approved here)

    FRN 455713

    • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
    • CF21 Investment Adviser (16 Nov 2006 to 31 Oct 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (14 Jan 2005 to 18 Nov 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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