PK Wealth Limited

• Principal Place of Business

  Shackleton Advisers

  1 Parkshot

  Richmond

  Richmond Upon Thames

  TW9 2RD

  UNITED KINGDOM

  Phone

  +442083349953

  Web

  https://www.pkgroup.co.uk

• Complaints Contact

  1 Parkshot

  Richmond

  TW9 2RD

  UNITED KINGDOM

  Phone

  +442083349953

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bernard Fredrick Rust

  IRN BFR00003

  • CF30 Customer (23 Dec 2015 to 8 Dec 2019)
• Charles Rupert Lloyd

  IRN CRL01037

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 23 Sep 2025)
  • [FCA CF] Client dealing (since 23 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 23 Sep 2025)
• Christopher Michael Roberts

  IRN CMR00018

  • SMF3 Executive Director (since 1 Sep 2025)
• Dale Jonathan Thornley

  IRN DJT00070

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
  • CF1 Director (23 Dec 2015 to 8 Dec 2019)
• David Jonathan Truscott

  IRN DXT00189

  • SMF3 Executive Director (18 Jan 2022 to 21 Mar 2025)
• Graham Craig Frost

  IRN GCF01013

  • SMF3 Executive Director (9 Dec 2019 to 6 Apr 2021)
  • CF30 Customer (23 Dec 2015 to 8 Dec 2019)
  • CF1 Director (23 Dec 2015 to 8 Dec 2019)
• Grant Thomas Hotson

  IRN GTH01036

  • SMF3 Executive Director (since 30 Sep 2025)
• Helene Jelman

  IRN HXJ01050

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Nov 2025)
• James Regan

  IRN JXR11078

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Martin Henry Crawley-Boevey

  IRN MHC00001

  • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2026)
  • CF1 Director (23 Dec 2015 to 8 Dec 2019)
  • CF30 Customer (23 Dec 2015 to 8 Dec 2019)

No changes recorded yet.