Christopher Michael Roberts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PK Wealth Limited
FRN 669243
- SMF3 Executive Director (since 1 Sep 2025)
Shackleton Advisers Limited (no longer approved here)
FRN 163291
- SMF3 Executive Director (1 Sep 2025 to 10 Feb 2026)
- [FCA CF] Manager of certification employee (19 Jun 2024 to 16 Jan 2025)
ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)
FRN 631117
- (193)SMF3 Executive Director (1 Sep 2025 to 7 Apr 2026)

Updates to this individual's record on the FCA register.

1 day ago
controlled function removed: SMF3 Executive Director at ELLIS BATES WEALTH MANAGEMENT LTD
1 day ago
controlled function added: (193)SMF3 Executive Director at ELLIS BATES WEALTH MANAGEMENT LTD

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.