Dale Jonathan Thornley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PK Financial Planning LLP (no longer approved here)

    FRN 223145

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 10 Oct 2013)
    • CF4 Partner (10 Oct 2005 to 5 Dec 2013)
    • CF24 Pension Transfer Specialist (27 Jun 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (27 Jun 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Jun 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
  • PK Wealth Limited (no longer approved here)

    FRN 669243

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (23 Dec 2015 to 8 Dec 2019)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • CF10 Compliance Oversight (1 Dec 2001 to 1 Sep 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.