PK Financial Planning LLP

• Principal Place of Business

  P K Group, 1 Parkshot

  Richmond

  Richmond Upon Thames

  TW9 2RD

  UNITED KINGDOM

  Phone

  +4402083349953

  Web

  https://www.pkgroup.co.uk

• Complaints Contact

  1 Parkshot

  -

  Richmond

  TW9 2RD

  UNITED KINGDOM

  Phone

  +442083349953

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling in connection with investment and mortgage advice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . MCB Advisory Ltd

  IRN CCM01057

  • CF4 Partner (3 Jul 2003 to 14 Aug 2013)
• . PK Group Ltd

  IRN XXP01186

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 May 2015 to 8 Dec 2019)
• . PK Group Ventures Ltd

  IRN XXP01187

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (16 Jul 2014 to 8 Dec 2019)
• . PK Ltd

  IRN CCP01025

  • CF4 Partner (3 Jul 2003 to 14 Aug 2013)
• Aaron White

  IRN AXW00034

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (16 Nov 2017 to 8 Dec 2019)
• Adam Ryan

  IRN AXR00106

  • [FCA CF] Client dealing (since 4 Jan 2021)
  • [FCA CF] Manager of certification employee (since 4 Jan 2021)
  • Responsible for Insurance Distribution (27 Jun 2024 to 24 Mar 2025)
  • SMF27 Partner (27 Jun 2024 to 24 Mar 2025)
• Adam Spencer Horn

  IRN ASH00008

  • CF30 Customer (10 Oct 2012 to 1 Mar 2013)
• Andrew McErlean

  IRN AXM03626

  • CF30 Customer (17 Dec 2015 to 13 Jul 2017)
• Bernard Fredrick Rust

  IRN BFR00003

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF16 Compliance Oversight (28 Jul 2021 to 3 Jul 2025)
  • SMF27 Partner (28 Jul 2021 to 24 Mar 2025)
  • CF30 Customer (6 Feb 2012 to 8 Dec 2019)
• Christopher Shilling

  IRN CXS01358

  • CF11 Money Laundering Reporting (6 Dec 2004 to 27 Jun 2005)
  • CF10 Compliance Oversight (6 Dec 2004 to 27 Jun 2005)

No changes recorded yet.